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Fee Schedule
14/11/2023
Service Fee Schedule
FEE SCHEDULE FOR SECURITIES SERVICES
- Fee schedule for securities services applicable to listed/registered securities.
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SERVICE |
FEE LEVEL |
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I. Transaction Fees (Fee = fee rate * transaction value per day) Applied based on Total transaction value/day/account |
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1. Stock (CP), Fund Certificate (CCQ), and Secured Warrant (CQCBĐ) Transactions |
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1.1 . O nline Transactions |
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Under 5 billion VND |
0,15% |
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From 5 billion VND to less than 10 billion VND |
0,14% |
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From 10 billion VND to less than 20 billion VND |
0,13% |
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From 20 billion VND to less than 30 billion VND |
0,12% |
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From 30 billion VND to less than 50 billion VND |
0,11% |
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50 billion VND and above: 0.10% |
0,10% |
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1.2 . Trading on the floor & via telephone |
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Under 500 million VND: |
0,25% |
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From 500 million VND to less than 1 billion VND |
0,20% |
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1 billion VND and above |
0,15% |
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2. Bond Transactions (TP) |
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Listed bonds: |
0,05% |
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Corporate bonds |
- 0.1% (for transactions under 3 billion VND) - 0.05% (for transactions from 3 billion to less than 5 billion VND) - 0.02% (for transactions 5 billion VND and above) (The fee already includes 0.0054% returned to the Exchange) |
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I. Financial Service Fees |
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Margin Trading - Basic Package - Prescribed term: 90 days - Interest rate for within term borrowing: 13% per annum - Interest rate for overdue borrowing: 17% per annum |
90 days 13% per annum 17% per annum |
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Advance Sale Fee for Securities Minimum fee: |
13% per annum 50,000 VND per transaction |
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II. Securities Custody Fees |
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1. Stocks, Fund Certificates, and Secured Warrants |
0.27 VND per CP, CCQ, CQCBĐ per month |
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2. Bonds |
0.18 VND per TP, maximum 2,000,000 VND per month per TP |
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3. Securities Transfer Fees |
0.3 VND per CK per transfer per CK code
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4. Securities Sales Order Transfer Fee |
0.3 VND per CK per transfer per CK code - Maximum not exceeding 300,000 VND per transfer per CK code |
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III. Other Fees |
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1. Transfer of Ownership Rights for Securities Not Through the Exchange's Trading System |
- 0.15% of the transfer value for CP, CCQ, CQCBĐ - 0.01% of the transfer value for corporate bonds, debt instruments - Tax: 0.1% of the transfer value (collected from the transferring party) (Stock price is calculated according to the contract price but not lower than the reference price of the securities on the VSD's date of ownership transfer) |
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2. Transfer of Securities Purchase Rights |
- Within the same member: 50,000 VND per dossie - Between different members: 100,000 VND per dossier |
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3. Gift, Donation, Inheritance Fees |
- 0.15% of the transfer value for CP, CCQ, CQCBĐ - 0.01% of the transfer value for corporate bonds, debt instruments (Stock price is calculated based on the reference price of the securities on the VSD's date of ownership transfer, paid by the recipient) - Minimum 100,000 VND per dossier |
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4. Registration Fee for Secured Measures for Registered Securities at VSD |
- Initial registration of secured transaction and securities freeze: 200,000 VND per dossier - Amendment of registered secured transaction details: 200,000 VND per dossier - Notification registration for handling secured assets: 200,000 VND per dossier - Cancellation of registered secured transaction: 200,000 VND per dossier |
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5. Securities Freeze Fee Upon Investor Request |
- 0.2% of the securities value by face value: - For securities pledged at NCB:
- For securities pledged at other banks:
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6. Handling Fee for Frozen Collateral Assets |
0.3% of transaction value
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7. Securities Release Fee |
500,000 VND per dossier |
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8. Professional Securities Investor Confirmation Fee |
500,000 VND per confirmation |
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9. Securities Lending, Borrowing Service via VSD System |
- 0.027% of borrowing amount on contract establishment date for CP, CCQ, CQCBĐ (collected from the borrower and lender) - 0.0054% of borrowing amount for corporate bonds - 0.0042% of borrowing amount for debt instruments - Minimum 500,000 VND for payment support borrowing |
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10. Asset Management Service Fee |
0.0024% of accumulated asset balance (cash + securities at face value)/contract (collected from the borrower) Minimum 100,000 VND per contract Maximum 1,600,000 VND per contract |
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11. SMS Service Fee |
8,800 VND per month |
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12. Securities Transaction Account Balance Confirmation Fee |
0,000 VND/confirmation/document |
Target Audience: Individual and Institutional Clients
2.Fee Schedule for Securities Services applicable to Over-the-Counter (OTC) Securities|
SERVICE |
FEE LEVEL |
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1. Stock Transfer Fee |
- 0.2% of nominal value - Minimum: 100,000 VND per dossier - Maximum: 5,000,000 VND per dossier |
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2. Bond Transfer Fee |
- 0.1% of transaction value - Minimum: 100,000 VND per dossier - Maximum: 5,000,000 VND per dossier |
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3. Fee for Issuing Duplicate Stock Certificates |
· 100,000 VND per issuance |
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4. Securities Account Balance Confirmation Fee |
50,000 VND per confirmation per document |
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5. Securities Freeze Fee |
0.2% of the nominal value - Minimum: 300,000 VND per dossier - Maximum: 5,000,000 VND per dossier |
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6. Securities Release Fee |
100,000 VND per dossier |
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7. Agent Services for Bond Registration and Custody |
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Total issuance amount/Contract < 500 billion VND |
200,000,000 VND per year of service |
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500 billion VND ≤ Total issuance amount/Contract < 1,000 billion VND |
300,000,000 VND per year of service |
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Total issuance amount/Contract ≥ 1,000 billion VND |
400,000,000 VND per year of service |
Applicable to: Individual and institutional clients
Fee Schedule
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